Transferable securities: powers of FCA Transferable securities: powers of FCAF1F2
United Kingdom
- 87JRequirements imposed as condition of approval
- 87JAPower to suspend scrutiny of prospectus
- 87JBPower to refuse approval of a prospectus
- 87KPower to suspend , restrict or prohibit offer to the public
- 87LPower to suspend , restrict or prohibit admission to trading on a regulated market
- 87LAPower of FCA to suspend or prohibit trading on a trading facility
- 87MPublic censure of issuer
- 87NRight to refer matters to the Tribunal
- 87OProcedure under sections 87JA, 87K, 87L and 87LA
- 87PExercise of powers at request of competent authority of another EEA State
Annotations
Textual amendments
- F1
Ss. 84-87R and cross-headings substituted for ss. 84-87 (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 5
- F2
Words in ss. 87J-87O and cross-heading substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(e), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.
Notes on Part VI
Modifications
- C1
Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)
- C2
Pt. 6 modified (31.12.2020) by The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 73 (as amended by S.I. 2019/1234, regs. 1(2), 23 and with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2)))); 2020 c. 1, Sch. 5 para. 1(1)