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Approval ApprovalF1

  1. 309GRequirement for approval
  2. 309HRules under section 309G(3): transitional provision
  3. 309IApplications for approval
  4. 309JVetting by relevant recognised bodies
  5. 309KDetermining applications: power to grant approval
  6. 309LDetermining applications: period for approval
  7. 309MDetermining applications: further procedure
  8. 309NChanges in responsibilities
  9. 309OWithdrawing approval
  10. 309PProcedure for withdrawing approval
  11. 309QVarying approval at request of relevant recognised body
  12. 309RVarying approval on the appropriate regulator’s initiative
  13. 309SStatement of policy on approval
  14. 309TBreach of statutory duty by relevant recognised bodies
  15. 309UPower to impose penalties
  16. 309VProcedure for imposing penalties
  17. 309WStatement of policy on penalties
  18. 309XProcedure for statement of policy on penalties

Annotations

Textual amendments

F1

Pt. 18 Ch. 2A inserted (29.6.2023 for specified purposes) by Financial Services and Markets Act 2023 (c. 29), s. 86(1)(e), Sch. 10 para. 1

Notes on Part XVIII

Textual amendments

F1

Pt. 18 heading substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(8) (with regs. 7(4), 9(1))

F2

Words in Pt. 18 heading substituted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 18(2), 86(3); S.I. 2023/779, reg. 4(m)

Modifications

C1

Pt. 18 applied in part (with modifications) (12.12.2011) by The Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699), reg. 7, Sch. 2 (as amended (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 37 (with regs. 7(4), 9(1)))