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Chapter 3C Critical third partiesF1

  1. 312LCritical third parties
  2. 312MPower to make rules
  3. 312NPower of direction
  4. 312ODirections: procedure
  5. 312PInformation gathering and investigations
  6. 312QPower of censure
  7. 312RDisciplinary measures
  8. 312SProcedure and right to refer to Tribunal
  9. 312TStatement of policy relating to disciplinary measures
  10. 312UDuty to ensure co-ordinated exercise of functions etc
  11. 312VMemorandum of understanding
  12. 312WApplication of provisions of this Act to this Chapter

Annotations

Textual amendments

F1

Pt. 18 Ch. 3C inserted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 18(3), 86(3); S.I. 2023/779, reg. 4(m)

Notes on Part XVIII

Textual amendments

F1

Pt. 18 heading substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(8) (with regs. 7(4), 9(1))

F2

Words in Pt. 18 heading substituted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 18(2), 86(3); S.I. 2023/779, reg. 4(m)

Modifications

C1

Pt. 18 applied in part (with modifications) (12.12.2011) by The Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699), reg. 7, Sch. 2 (as amended (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 37 (with regs. 7(4), 9(1)))