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Applications for recognition Applications for recognition

United Kingdom

  1. 287Application by an investment exchange.
  2. 287AApplication by an investment exchange: persons connected with an applicant
  3. 288Application by a clearing house.
  4. 288AApplication by a central securities depository
  5. 289Applications: supplementary.
  6. 290Recognition orders.
  7. 290ZAVariation of central counterparty recognition order
  8. 290ZBVariation of CSD recognition order
  9. 290ARefusal of recognition on ground of excessive regulatory provision
  10. 291Liability in relation to recognised body’s regulatory functions.
  11. 292Overseas investment exchanges and overseas clearing houses.

Notes on Part XVIII

Textual amendments

F1

Pt. 18 heading substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(8) (with regs. 7(4), 9(1))

F2

Words in Pt. 18 heading substituted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 18(2), 86(3); S.I. 2023/779, reg. 4(m)

Modifications

C1

Pt. 18 applied in part (with modifications) (12.12.2011) by The Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699), reg. 7, Sch. 2 (as amended (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 37 (with regs. 7(4), 9(1)))