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Supervision Supervision

United Kingdom

  1. 293Notification requirements.
  2. 293AInformation: compliance with specified requirements
  3. 294Modification or waiver of rules.
  4. 295Notification: overseas investment exchanges and overseas clearing houses.
  5. 295AOn-site inspection of United Kingdom branches of third country CSDs
  6. 296Appropriate regulator's power to give directions.
  7. 296AAdditional power to direct recognised central counterparties
  8. 297Revoking recognition.
  9. 298Directions and revocation: procedure.
  10. 299Complaints about recognised bodies.
  11. 300Extension of functions of Tribunal.

Notes on Part XVIII

Textual amendments

F1

Pt. 18 heading substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(8) (with regs. 7(4), 9(1))

F2

Words in Pt. 18 heading substituted (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 18(2), 86(3); S.I. 2023/779, reg. 4(m)

Modifications

C1

Pt. 18 applied in part (with modifications) (12.12.2011) by The Recognised Auction Platforms Regulations 2011 (S.I. 2011/2699), reg. 7, Sch. 2 (as amended (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 37 (with regs. 7(4), 9(1)))