Paragraph 21 F1
United Kingdom
Sections 345A to 345E apply to auditors to whom section 342 applies only by virtue of paragraph 18 as if—
the references in those sections to an auditor or actuary to whom section 342 applies were to an auditor to whom section 342 applies by virtue of paragraph 18,
the references in those sections to a PRA-authorised person were to a recognised clearing house F2or a recognised CSD,
in a case where the Bank disqualifies a person from being an auditor of a recognised clearing house or a recognised CSD that is also a recognised investment exchange, section 345A(5)(a) required the Bank to notify the FCA, and
the references in sections 345D and 345E to a regulator included the Bank.
Annotations
Textual amendments
- F1
Sch. 17A inserted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 29(2), 122(3), Sch. 7 (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c), Sch. Pts. 2, 3; S.I. 2013/423, art. 3, Sch.
- F2
Words in Sch. 17A para. 21 inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 2(39)(k) (with regs. 7(4), 9(1))
Notes on Schedule 17A
Textual amendments
- F2
Words in Sch. 17A heading inserted (1.1.2024 at 1.00 a.m. for specified purposes, 1.8.2024 in so far as not already in force) by Financial Services and Markets Act 2023 (c. 29), ss. 50(5), 86(3); S.I. 2023/1382, regs. 10(f), 11(b)