OpenLegislation

Regulation 31 Appointment by FCA of persons to carry out investigationsI1

United Kingdom

In section 97 (appointment by FCA of persons to carry out investigations), in subsection (1)—

F1(a)

in paragraph (a), for sub-paragraph (ii) (including the “or” at the end) substitute—

“(ii)

any other provision of qualifying transparency legislation, or”;

(b)

in paragraph (b), for sub-paragraph (ii) (including the “or” at the end) substitute—

“(ii)

any other provision of qualifying transparency legislation, or”;

(c)

in paragraph (ba) M1, for the words from “by that person of” to the end substitute “ by that person of qualifying transparency legislation; ”.

Annotations

Textual amendments

F1

Reg. 31(a)(b) substituted (31.12.2020 immediately before IP completion day) by The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234), regs. 1(3), 18 (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, reg. 29(2))); 2020 c. 1, Sch. 5 para. 1(1)

Marginal citations

M1

Paragraph (ba) was inserted by S.I. 2015/1755.

Commencement

I1

Reg. 31 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)