Schedule 3 Restricted information held by the Regulator: certain permitted disclosures to facilitate exercise of functionsI1

Its functions relating to carrying on activities concerned with any of the following matters—

1. (a)

   issuing standards to be applied in actuarial work,

2. (b)

   issuing standards in respect of matters to be contained in reports or other communications required to be produced or made by actuaries or in accordance with standards within paragraph (a),

3. (c)

   investigating departures from standards within paragraph (a) or (b),

4. (d)

   taking steps to secure compliance with standards within paragraph (a) or (b),

5. (e)

   carrying out investigations into public interest cases arising in connection with the performance of actuarial functions by members of the F25Institute and Faculty of Actuaries (“Institute and Faculty”), or persons who are not such members but are subject to the rules of that body in performing actuarial functions (“members”),

6. (f)

   holding disciplinary hearings relating to members following the conclusion of investigations within paragraph (e),

7. (g)

   deciding whether (and, if so, what) disciplinary action should be taken against members to whom hearings within paragraph (f) related,

8. (h)

   supervising the exercise by the Institute and Faculty of:

   1. (i)

      investigatory or disciplinary functions exercised by the Institute and Faculty in relation to the performance by their members of actuarial functions,

   2. (ii)

      the setting by the Institute and Faculty of standards in relation to the performance by their members of actuarial functions, and

   3. (iii)

      the determining by the Institute and Faculty of requirements in relation to the education and training of their members,

9. (i)

   overseeing or directing any of the matters mentioned in paragraphs (a) to (h),

and functions relating to the funding of activities concerned with any of the matters mentioned in paragraphs (a) to (i).

Any functions in connection with any levy payable to it under section 17 of the Companies (Audit, Investigations and Community Enterprise) Act 2004.

Functions under—

1. (a)

   Part 3 (the compulsory jurisdiction),

2. (b)

   Part 3A (the consumer credit jurisdiction), and

3. (c)

   Part 4 (the voluntary jurisdiction) of that Schedule to that Act.

Functions under—

1. (a)

   the Gaming Act 1968 (c.65),

2. (b)

   the Lotteries and Amusements Act 1976 (c.32), and

3. (c)

   the Gambling Act 2005 (c.19).

Functions under-

1. (a)

   sections 238A to 238G, or

2. (b)

   section 3(1)(a) of the Financial Guidance and Claims Act 2018 in relation to the dashboards ecosystem (as defined in Schedule 1 to the Pensions Dashboards Regulations 2022 (S.I. 2022/1220)) or a pensions dashboard service.