Paragraph 16 Financial servicesI1I2
United Kingdom
A contract for the provision or carrying out of an investment service or activity, or of an ancillary service, in relation to a financial instrument by an investment firm or a qualifying credit institution.
In this paragraph—
“ancillary service” means a service listed as such in Part 3A of Schedule 2 to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544);
“financial instrument”, “investment firm” and “qualifying credit institution” have the meanings given in Article 3 of that Order;
“investment service or activity” means a service or activity listed as such in Part 3 of Schedule 2 to that Order.
Annotations
Commencement
- I1
Sch. 2 para. 16 not in force at Royal Assent, see s. 127(2)
- I2
Sch. 2 para. 16 in force at 24.2.2025 by S.I. 2024/716, Sch. (as amended by S.I. 2024/959, regs. 1(2), 2(7)(a))