OpenLegislation

Section 79 Listing particulars and other documents.C1I1

United Kingdom

(1)

Listing rules may provide that securities F1... of a kind specified in the rules may not be admitted to the official list unless—

(a)

listing particulars have been submitted to, and approved by, the F2FCA and published; or

(b)

in such cases as may be specified by listing rules, such document (other than listing particulars or a prospectus of a kind required by listing rules) as may be so specified has been published.

(2)

“Listing particulars” means a document in such form and containing such information as may be specified in listing rules.

(3)

For the purposes of this Part, the persons responsible for listing particulars are to be determined in accordance with regulations made by the Treasury.

F3(3A)

Listing rules made under subsection (1) may not specify securities of a kind for which F4a prospectus is required as a result of rules made by virtue of the Public Offers and Admissions to Trading Regulations 2024.

(4)

Nothing in this section affects the FCA's general power to make listing rules.

Annotations

Textual amendments

F1

Words in s. 79(1) repealed (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 3(2)

F2

Words in ss. 73A-84 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(a), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

F3

S. 79(3A) inserted (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(1), Sch. 1 para. 3(3)

F4

Words in s. 79(3A) substituted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 3 (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

Modifications

C1

S. 79 extended (1.12.2001) by S.I. 2001/2957, arts. 1, 6(1)(3); S.I. 2001/3538, art. 2(1)

Commencement

I1

S. 79 wholly in force at 18.6.2001; s. 79 not in force at Royal Assent see s. 431(2); s. 79(3) in force at 25.2.2001 by S.I. 2001/516, art. 2(a), Sch. Pt. 1; s. 79 in force so far as not already in force at 18.6.2001 by S.I. 2001/1820, art. 2, Sch.

Notes on Part VI

Modifications

C1

Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)

C2

Pt. 6 modified (31.12.2020) by The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 73 (as amended by S.I. 2019/1234, regs. 1(2), 23 and with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2)))); 2020 c. 1, Sch. 5 para. 1(1)