Section 89I Requirements in connection with call for informationF1

(1)

The F2FCA may require any information provided under section 89H to be provided in such form as it may reasonably require.

(2)

The FCA may require—

(a)

any information provided, whether in a document or otherwise, to be verified in such manner as it may reasonably require;

(b)

any document produced to be authenticated in such manner as it may reasonably require.

(3)

If a document is produced in response to a requirement imposed under section 89H, the FCA may—

(a)

take copies of or extracts from the document; or

(b)

require the person producing the document, or any relevant person, to provide an explanation of the document.

(4)

In subsection (3)(b) “relevant person”, in relation to a person who is required to produce a document, means a person who—

(a)

has been or is a director or controller of that person;

(b)

has been or is an auditor of that person;

(c)

has been or is an actuary, accountant or lawyer appointed or instructed by that person; or

(d)

has been or is an employee of that person.

(5)

If a person who is required under section 89H to produce a document fails to do so, the FCA may require him to state, to the best of his knowledge and belief, where the document is.

Annotations

Textual amendments

F1: Ss. 89H-89J and cross-heading inserted (8.11.2006) by Companies Act 2006 (c. 46), ss. 1267, 1300(1)(a)
F2: Words in ss. 89A-97 substituted (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 16(2)(3)(g), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

Notes on Part VI

Modifications

C1: Pt. 6 (ss. 72-103) applied (with modifications) (1.12.2001) by S.I. 1995/1537, Sch. 4 (as amended (1.12.2001) by S.I. 2001/3649, arts. 1, 511)
C2: Pt. 6 modified (31.12.2020) by The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 73 (as amended by S.I. 2019/1234, regs. 1(2), 23 and with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2)))); 2020 c. 1, Sch. 5 para. 1(1)