Section 10 Civil penalties.C1 C2 C3 C4 C5 C6 C7 C8 C9 I1 C10 C11 C12 C13 C14 C15 C16 C17 C18 C19 C20 C21 C22 C23 C24 C25 C26 C27 C28 C29 C30 C31 C32 C33 C34 C35 C36 C37 C38 C39 C40 C41 C42 C43 C44 C45 C46 C47 C48 C49 C50 C51 C52 C53 C54 C55 C56 C57 C58 C59 C60 C61 C62 C63 C64 C65 C66 C67 C68 C69 C70 C71 C72 C73 C74 C75 C76 C77 C78 C79 C80 C81 C82 C83 C84 C85 C86 C87 C88 C89 C90 C91 C92 C93 C94 C95 C96 C97 C98 C99 C100 C101 C102 C103 C104 C105 C106 C107 C108 C109 C110

England, Wales and Scotland

(1)

Where the Authority are satisfied that by reason of any act or omission this section applies to any person, they may by notice in writing require him to pay, within a prescribed period, a penalty in respect of that act or omission not exceeding the maximum amount.

(2)

In this section “the maximum amount” means—

(a)

£5,000 in the case of an individual and £50,000 in any other case, or

(b)

such lower amount as may be prescribed in the case of an individual or in any other case,

and the Secretary of State may by order amend paragraph (a) by substituting higher amounts for the amounts for the time being specified in that paragraph.

(3)

Regulations made by virtue of this Part may provide for any person who has contravened any provision of such regulations to pay, within a prescribed period, a penalty under this section not exceeding an amount specified in the regulations; and the regulations must specify different amounts in the case of individuals from those specified in other cases and any amount so specified may not exceed the amount for the time being specified in the case of individuals or, as the case may be, others in subsection (2)(a).

(4)

An order made under subsection (2) or regulations made by virtue of subsection (3) do not affect the amount of any penalty recoverable under this section by reason of an act or omission occurring before the order or, as the case may be, regulations are made.

(5)

Where—

(a)

apart from this subsection, a penalty under this section is recoverable from a body corporate or Scottish partnership by reason of any act or omission of the body or partnership F1... , and

(b)

the act or omission was done with the consent or connivance of, or is attributable to any neglect on the part of, any persons mentioned in subsection (6),

this section applies to each of those persons who consented to or connived in the act or omission or to whose neglect the act or omission was attributable.

(6)

The persons referred to in subsection (5)(b)—

(a)

in relation to a body corporate, are—

(i)

any director, manager, secretary, or other similar officer of the body, or a person purporting to act in any such capacity, and

(ii)

where the affairs of a body corporate are managed by its members, any member in connection with his functions of management, and

(b)

in relation to a Scottish partnership, are the partners.

(7)

Where the Authority requires any person to pay a penalty by virtue of subsection (5), they may not also require the body corporate, or Scottish partnership, in question to pay a penalty in respect of the same act or omission.

(8)

A penalty under this section is recoverable by the Authority.

(8A)

F2Any penalty recoverable under this section—

(a)

shall, if F3the county court so orders, be recoverable F4under section 85 of the County Courts Act 1984 or otherwise as if it were payable under an order of that court; and

(b)

may be enforced as if it were an extract registered decree arbitral bearing a warrant for execution issued by the sheriff court of any sheriffdom in Scotland.

(9)

The Authority must pay to the Secretary of State any penalty recovered under this section.

(10)

F5The Authority may not require a person to pay a penalty under this section in respect of an act or omission if the Authority have issued a notice to the person under section 88A of the Pensions Act 2004 (financial penalties) in respect of the same act or omission.

Annotations

Textual amendments

F1: Words in s. 10(5)(a) repealed (6.4.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 38, Sch. 13; S.I. 2005/695, art. 2(7), Sch. 1
F2: S. 10(8A) inserted (11.11.1999 for specified purposes, 25.4.2000 in so far as not already in force) by Welfare Reform and Pensions Act 1999 (c. 30), s. 89(5)(a), Sch. 2 para. 11; S.I. 2000/1047, art. 2(2)(b), Sch. Pt. II
F3: Words in s. 10(8A)(a) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 52; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)
F4: Words in s. 10(8A)(a) substituted (6.4.2014) by Tribunals, Courts and Enforcement Act 2007 (c. 15), s. 148, Sch. 13 para. 121 (with s. 89); S.I. 2014/768, art. 2(1)(b)
F5: S. 10(10) inserted (1.10.2021) by Pension Schemes Act 2021 (c. 1), s. 131(1), Sch. 7 para. 1; S.I. 2021/950, reg. 2(4)(a)

Modifications

C1: Ss. 3-11 modified in part (11.11.1999 for specified purposes; 1.10.2000 in so far as not already in force) by the Welfare Reform and Pensions Act 1999 (c. 30), s. 89(5)(a), Sch. 1 para. 1(1)(2)(b)(i); S.I. 2000/1047, art. 2(2)(c), Sch. Pt. III (as amended (6.4.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 76(2)(a))
C2: S. 10 applied by Pension Schemes Act 1993 (c. 48), s. 99(7)(b) (as added (6.4.1996 for specified purposes; 6.4.1997 in so far as not already in force) by the Pensions Act 1995 (c. 26), s. 180(1), Sch. 6 para. 6(e); S.I. 1996/778, art. 2(5)(a), Sch. Pt. V; S.I. 1997/664, art. 2(3), Sch. Pt. II)
C3: S. 10 applied (11.11.1999 for specified purposes, 1.10.2000 in so far as not already in force) by Welfare Reform and Pensions Act 1999 (c. 30), ss. 2(4), 89(5)(a) (with s. 8(6)); S.I. 2000/1047, art. 2(2)(c), Sch. Pt. III (as amended (6.4.2005) by Pensions Act 2004 (c. 35), s. 322(1), Sch. 12 para. 73(c); S.I. 2005/695, art. 2(7), Sch. 1)
C4: S. 10 applied (11.11.1999 for specified purposes, 6.4.2001 for specified purposes, 8.10.2001 in so far as not already in force) by Welfare Reform and Pensions Act 1999 (c. 30), ss. 3(7), 89(5)(a) (with s. 8(6)); S.I. 2001/933, arts. 5(a), 6
C5: S. 10 applied (11.11.1999 for specified purposes; 1.12.2000 in so far as not already in force) by the Welfare Reform and Pensions Act 1999 (c. 30), ss. 33(2)(3), 89(5)(a); S.I. 2000/1047, art. 2(2)(d), Sch. Pt. 4
C6: S. 10 applied (with modifications) by Pension Schemes Act 1993 (c. 48), s. 111A(8)(9)(11) (as amended (11.11.1999 for specified purposes; 6.4.2001 in so far as not already in force) by the Welfare Reform and Pensions Act 1999 (c. 30), ss. 9, 89(5)(a); S.I. 2000/2958, art. 2(1); Pensions Act 2004 (c. 35), ss. 268(4), 322(1) (with s. 313); S.I. 2006/560, art. 2(3), Sch. Pt. 3)
C7: S. 10 applied by Pension Schemes Act 1993 (c. 48), s. 101H(4) (as inserted (11.11.1999 for specified purposes; 1.12.2000 in so far as not already in force) by the Welfare Reform and Pensions Act 1999 (c. 30), ss. 37, 89(5)(a); S.I. 2000/1047, art. 2(2)(d), Sch. Pt. IV)
C8: S. 10 applied (S.) by The Local Government Pension Scheme (Scotland) Regulations 1998 (S.I. 1998/366), reg. 149(1)(2) (as inserted (with effect in accordance with reg. 1(2) of the amending S.I.) by S.S.I. 2001/23, regs. 1(2), 4)
C9: S. 10 applied (S.) by The Firemen’s Pension Scheme Order 1992 (S.I. 1992/129), Sch. 2 rule N10 (as inserted (with effect in accordance with reg. 1(2) of the amending S.I.) by S.S.I. 2001/310, arts. 1(2), 3)
C10: S. 10 applied (11.11.1999 for specified purposes, 1.12.2000 in so far as not already in force) by Welfare Reform and Pensions Act 1999 (c. 30), s. 33(1)-(3), 89(5)(a); S.I. 2000/1047, art. 2(2)(d), Sch. Pt. IV
C11: S. 10 applied by The National Health Service Superannuation Scheme (Scotland) Regulations 1995 (S.I. 1995/365), reg. W10 (as inserted (28.1.2002 with effect in accordance with art. 1(2) of the amending S.S.I.) by S.S.I. 2001/465, reg. 1(2), sch. 1 para. 3)
C12: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 13(8), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C13: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 14(6), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C14: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 20(11), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C15: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 21(5), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C16: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 30(5)(7)(a)(8), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C17: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 30(8), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C18: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 31(5), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C19: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 41(5), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C20: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 50(5), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C21: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 62(6), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C22: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 64(2), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C23: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 69(7), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C24: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 70(4), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C25: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 71(7), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C26: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 133(11), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C27: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), s. 134(5)(6), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C28: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 135(10), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C29: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 138(9), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C30: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 140(4), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C31: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 154(9), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C32: S. 10 applied (6.4.2005) by Pensions Act 2004 (c. 35), ss. 219(5), 322(1) (with s. 313); S.I. 2005/275, art. 2(7), Sch. Pt. 7
C33: S. 10 applied (30.6.2005) by Pensions Act 2004 (c. 35), ss. 256(3), 322(1) (with s. 313); S.I. 2005/1720, art. 2(8)
C34: S. 10 applied (1.7.2005 for specified purposes, 22.9.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 252(5), 322(1) (with s. 313); S.I. 2005/1720, art. 2(14)(a)(b), Sch. Pt. 1
C35: S. 10 applied (1.7.2005 for specified purposes, 22.9.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 255(3), 322(1) (with s. 313); S.I. 2005/1720, art. 2(14)(a)(b), Sch. Pt. 1
C36: S. 10 applied (with effect in accordance with reg. A1(1)(b) of the amending S.S.I.) by The Teachers Superannuation (Scotland) Regulations 2005 (S.S.I. 2005/393), reg. F9(1)(b)(2)
C37: S. 10 applied (1.11.2005 for specified purposes, 6.4.2006 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 241(9), 322(1) (with s. 313); S.I. 2005/2447, art. 2(1)(a)(5)(b), Sch. Pts. 1, 2
C38: S. 10 applied (1.11.2005 for specified purposes, 6.4.2006 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 242(11), 322(1) (with s. 313); S.I. 2005/2447, art. 2(1)(a)(5)(b), Sch. Pts. 1, 2
C39: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 223(4), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C40: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 224(8), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C41: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 225(3), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C42: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 226(7), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C43: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 227(8)(9), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C44: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 228(4), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C45: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 229(6), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C46: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 230(4), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C47: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 for specified purposes) by Pensions Act 2004 (c. 35), ss. 287(5), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1 (with art. 3)
C48: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 for specified purposes) by Pensions Act 2004 (c. 35), ss. 291(3), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C49: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 for specified purposes) by Pensions Act 2004 (c. 35), ss. 292(3), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C50: S. 10 applied (4.12.2005 for specified purposes, 30.12.2005 for specified purposes) by Pensions Act 2004 (c. 35), ss. 293(7), 322(1) (with s. 313); S.I. 2005/3331, art. 2(1)(a)(b), Sch. Pt. 1
C51: S. 10 applied (1.1.2006 for specified purposes, 6.4.2006 in so far as not already in force) by Pensions Act 2004 (c. 35), ss. 253(6), 322(1) (with s. 313); S.I. 2005/3331, art. 2(5)(a)(b), Sch. Pt. 5
C52: S. 10 applied by Pensions Act 2004 (c. 35), s. 231A(7) (as inserted (24.7.2006) by S.I. 2006/1733, art. 2(7), reg. 1)
C53: S. 10 applied (6.4.2007) by Pensions Act 2004 (c. 35), ss. 153(8), 322(1) (with s. 313); S.I. 2006/2272, art. 2(7), Sch. Pt. 2
C54: S. 10 applied (6.4.2007) by Pensions Act 2004 (c. 35), ss. 157(8), 322(1) (with s. 313); S.I. 2006/2272, art. 2(7), Sch. Pt. 2
C55: S. 10: power to apply conferred (26.11.2008) by Pensions Act 2008 (c. 30), ss. 60(2), 149(2)
C56: S. 10 applied by Pension Schemes Act 1993 (c. 48), s. 24H(5) (as inserted (1.3.2009 for specified purposes, 6.4.2009 in so far as not already in force) by Pensions Act 2007 (c. 22), ss. 14(3), 30(2)(a); S.I. 2009/406, art. 2(a)(b))
C57: S. 10 applied (1.4.2011) by The National Health Service Superannuation Scheme (Scotland) Regulations 2011 (S.S.I. 2011/117), regs. A1(2), V10(1)(b)(2)
C58: S. 10 applied (24.7.2014) by The Pensions Act 2011 (Transitional, Consequential and Supplementary Provisions) Regulations 2014 (S.I. 2014/1711), regs. 1(1), 23(12)
C59: S. 10 applied (24.7.2014) by The Pensions Act 2011 (Transitional, Consequential and Supplementary Provisions) Regulations 2014 (S.I. 2014/1711), regs. 1(1), 46(6)
C60: S. 10 applied (3.3.2015 for specified purposes) by Pension Schemes Act 1993 (c. 48), s. 93A(6) (as substituted by Pension Schemes Act 2015 (c. 8), s. 89(1)(b)(3)(b), Sch. 4 para. 8 (with s. 87))
C61: S. 10: power to apply conferred (3.3.2015 for specified purposes, 6.4.2015 in so far as not already in force) by Pension Schemes Act 2015 (c. 8), ss. 49(2)(c), 89(1)(b)(3)(b) (with s. 87)
C62: S. 10 applied by Pensions Act 2004 (c. 35), s. 70A (as inserted (1.4.2015) by Public Service Pensions Act 2013 (c. 25), s. 41(2), Sch. 4 para. 7 (with Sch. 11 para. 8); S.I. 2015/4, art. 4(1)(b))
C63: S. 10 applied (6.4.2015) by The Occupational Pension Schemes (Power to Amend Schemes to Reflect Abolition of Contracting-out) Regulations 2015 (S.I. 2015/118), regs. 1(2), 12(3)
C64: S. 10 applied (6.4.2015) by Pension Schemes Act 2015 (c. 8), ss. 48(6), 89(3)(b) (with s. 87)
C65: S. 10 applied (6.4.2015) by The Pension Schemes Act 2015 (Transitional Provisions and Appropriate Independent Advice) Regulations 2015 (S.I. 2015/742), regs. 1(2), 12(7)
C66: S. 10 applied (27.4.2017 for specified purposes, 5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 22(10), 44(1)(a) (with Sch. 2); S.I. 2018/965, reg. 2(a)(b)
C67: S. 10 applied (27.4.2017 for specified purposes, 5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 25(7), 44(1)(a) (with Sch. 2); S.I. 2018/965, reg. 2(a)(b)
C68: S. 10 applied (27.4.2017 for specified purposes, 5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 33(7), 44(1)(a) (with Sch. 2); S.I. 2018/965, reg. 2(a)(b)
C69: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 3(2), 44(2); S.I. 2018/965, reg. 2(a)(b)
C70: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 14(5), 44(2); S.I. 2018/965, reg. 2(a)(b)
C71: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 15(5), 44(2); S.I. 2018/965, reg. 2(a)(b)
C72: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 16(6), 44(2); S.I. 2018/965, reg. 2(a)(b)
C73: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 23(8), 44(2); S.I. 2018/965, reg. 2(a)(b)
C74: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 24(8), 44(2); S.I. 2018/965, reg. 2(a)(b)
C75: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 26(8), 44(2); S.I. 2018/965, reg. 2(a)(b)
C76: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 28(5), 44(2); S.I. 2018/965, reg. 2(a)(b)
C77: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 29(4), 44(2); S.I. 2018/965, reg. 2(a)(b)
C78: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 30(5), 44(2); S.I. 2018/965, reg. 2(a)(b)
C79: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), ss. 32(3), 44(2); S.I. 2018/965, reg. 2(a)(b)
C80: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), s. 44(2), Sch. 1 para. 1(8)-(10); S.I. 2018/965, reg. 2(a)(b)
C81: S. 10 applied (5.9.2018 for specified purposes, 1.10.2018 in so far as not already in force) by Pension Schemes Act 2017 (c. 17), s. 44(2), Sch. 1 para. 4(5); S.I. 2018/965, reg. 2(a)(b)
C82: S. 10 applied (1.10.2018) by The Occupational Pension Schemes (Master Trusts) Regulations 2018 (S.I. 2018/1030), reg. 1(2), Sch. 5 para. 18
C83: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 7(2), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C84: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 19(4), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C85: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 20(8), 131(1)(3)(a) (with s. 20(9)); S.I. 2022/721, regs. 1(2), 3(a)
C86: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 22(4), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C87: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 23(5), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C88: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 27(5), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C89: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 28(8), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C90: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 29(11), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C91: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 33(14), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C92: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 34(6), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C93: S. 10: power to apply conferred (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 36(10), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C94: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 37(6), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C95: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 38(8), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C96: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 39(5), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C97: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 41(5), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C98: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 42(3), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C99: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 43(5), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C100: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 45(7), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C101: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), ss. 46(4), 131(1)(3)(a); S.I. 2022/721, regs. 1(2), 3(a)
C102: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), s. 131(1)(3)(a), Sch. 2 para. 1(8)-(10) (with Sch. 2 para. 1(1)); S.I. 2022/721, regs. 1(2), 3(a)
C103: S. 10 applied (11.2.2021 for specified purposes, 1.8.2022 in so far as not already in force) by Pension Schemes Act 2021 (c. 1), s. 131(1)(3)(a), Sch. 2 para. 4(5); S.I. 2022/721, regs. 1(2), 3(a)
C104: S. 10 applied (11.2.2021 for specified purposes, 6.4.2024 in so far as not already in force) by 2004 c. 35, s. 221A(6) (as inserted by Pension Schemes Act 2021 (c. 1), s. 131(1)(3)(b), Sch. 10 para. 2; S.I. 2024/451, reg. 2(b))
C105: S. 10 applied (11.2.2021 for specified purposes, 6.4.2024 in so far as not already in force) by 2004 c. 35, s. 221B(9) (as inserted by Pension Schemes Act 2021 (c. 1), s. 131(1)(3)(b), Sch. 10 para. 2; S.I. 2024/451, reg. 2(b))
C106: S. 10 applied (1.8.2022) by The Occupational Pension Schemes (Collective Money Purchase Schemes) Regulations 2022 (S.I. 2022/255), reg. 1(3), Sch. 6 para. 22
C107: S. 10 applied (29.4.2026 for specified purposes) by 2008 c.30 s. 28H(11) (as inserted by Pension Schemes Act 2026 (c. 22), ss. 40(12), 133(1)(4)(c))
C108: S. 10 applied (29.4.2026 for specified purposes) by Pension Schemes Act 2026 (c. 22), ss. 69(4), 70(5), 71(2), 74(8), 75(7), 76(6), 77(4), 78(10), 79(5), 80(10), 81(5), 82(3), 83(4), 84(3), 85(2), 133(1)(7)
C109: S. 10 applied (31.7.2026) by The Occupational Pension Schemes (Collective Money Purchase Schemes) (Extension to Unconnected Multiple Employer Schemes and Miscellaneous Provisions) Regulations 2025 (S.I. 2025/1313), reg. 1(3), Sch. 6 para. 22
C110: S. 10 applied (31.7.2026) by 2021 c. 1, s. 26A(7) (as inserted by The Occupational Pension Schemes (Collective Money Purchase Schemes) (Extension to Unconnected Multiple Employer Schemes and Miscellaneous Provisions) Regulations 2025 (S.I. 2025/1313), regs. 1(3), 13)
C111: S. 10(3)-(9) applied (1.9.2005) by Pensions Act 2004 (c. 35), ss. 314(a), 322(1) (with s. 313); S.I. 2005/2447, art. 2(4), Sch. Pt. 1
C112: S. 10(3)-(9) applied (30.12.2005) by The Occupational Pension Schemes (Regulatory Own Funds) Regulations 2005 (S.I. 2005/3380), regs. 1, 3(4), 4(3), 6(4), 7(4), 8(2), 10(7), 12(4)

Commencement

I1: S. 10 in force at 6.4.1997 in so far as not already in force by S.I. 1997/664, art. 2(3), Sch. Pt. 3
I2: S. 10(1) in force at 1.6.1996 for specified purposes by S.I. 1996/1412, art. 2(2), Sch. Pt. II
I3: S. 10(2)(3) in force at 6.4.1996 for specified purposes by S.I. 1996/778, art. 2(5)(a), Sch. Pt. V