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The Russia (Sanctions) (EU Exit) Regulations 2019

S.I. 2019/855 · Made 10 April 2019 · Extends to United Kingdom

Up to date with all changes known to legislation.gov.uk, revised to 20 May 2026.

Exiting The European Union

Sanctions

Made 10th April 2019

Laid before Parliament 11th April 2019

Coming into force in accordance with regulation 1(2) and (3)

The Secretary of State M1, in exercise of the powers conferred by sections 1(1)(c) and (3)(b), 3(1)(a), (b)(ii) and (iii), (c)(ii) and (iii), (d), (e)(iii), (g)(iii), (2)(b) and (c), 4, 5, 7(2) and (5), 9(2)(a), 10(2)(a) and (c), (3) and (4), 11(2) to (9), 15(2)(a) and (b), (3), (4)(b), (5) and (6), 16, 17(2) to (9), 19, 20, 21(1), 54(1) and (2)(a), 62(4) to (6) of, and paragraphs 2(a)(iii) and (b), 3(a) and (b), 4(a)(iii), (b) and (c), 5(a)(ii) and (iii) and (b), 6(a)(ii) and (iii) and (b), 7(a)(iii) and (b), 9, 10(b), 11(a)(ii) and (iii), 13(a), (b), (c), (g), (h), (i), (k), (l), (m), (n), (p), (q), (t), (v) and (w), 14(a), (e), (f) and (k), 17, 19 to 23 and 27 of Schedule 1 to, the Sanctions and Anti-Money Laundering Act 2018 M2, and having decided, upon consideration of the matters set out in section 2(2) of that Act, that it is appropriate to do so, makes the following Regulations:F1

Annotations to the whole text

Textual amendments

F1

Regulations extended (British overseas territories) (with modifications) (31.12.2020 immediately after both S.I. 2020/590 and S.I. 2020/951 have come into force) by The Russia (Sanctions) (Overseas Territories) Order 2020 (S.I. 2020/1571), arts. 1(1), 2, Schs. 1, 2 (as amended: (11.3.2021) by S.I. 2021/288, arts. 1(1), 2(2); (14.4.2022) by S.I. 2022/453, arts. 1(1), 3-38; (20.7.2022) by S.I. 2022/843, arts. 1(1), 3; (10.11.2022) by S.I. 2022/1167, arts. 1(1), 3-17; (15.12.2022) by S.I. 2022/1338, arts. 1(1), 3-10; (9.3.2023) by S.I. 2023/291, arts. 1(1), 3-9; (20.7.2023) by S.I. 2023/846, arts. 1(1), 3, 5-22; (30.9.2023) by S.I. 2023/846, arts. 1(2), 4; (14.3.2024) by S.I. 2024/370, arts. 1, 3-13; (3.10.2024) by S.I. 2024/987, arts. 1(1), 3-6; and (11.12.2025) by S.I. 2025/1307, art. 1(1), Sch. 15)

Marginal citations

M1

The power to make regulations under Part 1 of the Sanctions and Anti-Money Laundering Act 2018 is conferred on an “appropriate Minister”. Section 1(9)(a) of the Act defines an “appropriate Minister” as including the Secretary of State.

M2

2018 c.13.

Contents

  1. Part 1: General
  2. 1Citation and commencement
  3. 2Interpretation
  4. 3Application of prohibitions and requirements outside the United Kingdom
  5. 4Purposes
  6. Part 2: Designation of persons
  7. 5Power to designate persons
  8. 5AConditions for the designation of persons by name
  9. 6Designation criteria: meaning of “involved person”
  10. 6AConditions for the designation of persons by description
  11. 7Meaning of “owned or controlled directly or indirectly”
  12. 8Notification and publicity where power to designate by name is used
  13. 9Confidential information in certain cases where designation power used
  14. 9ANotification and publicity where power to designate by description is used
  15. 9BConfidential information in certain cases where power to designate by description is used
  16. Part 3: Finance
  17. Chapter 1: Asset-freeze etc.
  18. 10Meaning of “designated person”
  19. 11Asset-freeze in relation to designated persons
  20. 12Making funds available to designated person
  21. 13Making funds available for benefit of designated person
  22. 14Making economic resources available to designated person
  23. 15Making economic resources available for benefit of designated person
  24. Chapter 2: Other financial and investment restrictions
  25. 16Dealing with transferable securities or money-market instruments
  26. 17Loans and credit arrangements
  27. 17ACorrespondent banking relationships and processing payments
  28. 18Investments in relation to non-government controlled Ukrainian territory
  29. 18AProvision of financial services relating to foreign exchange reserve and asset management
  30. 18BInvestments in relation to Russia
  31. 18CTrust services
  32. Chapter 3: Further provision
  33. 19Circumventing etc. prohibitions
  34. 19AInterpretation of Part 3
  35. Part 3A: Director disqualification sanctions
  36. 19BDirector disqualification sanctions
  37. Part 4: Immigration
  38. 20Immigration
  39. Part 5: Trade
  40. Chapter 1: Interpretation
  41. 21Interpretation of this Part
  42. 21ADefinition of interception and monitoring services
  43. Chapter 2: Restricted goods, restricted technology and related activities
  44. 22Export of restricted goods
  45. 23Import of arms and related materiel
  46. 24Supply and delivery of restricted goods
  47. 25Making available or acquiring restricted goods and restricted technology
  48. 26Transfer of restricted technology
  49. 27Technical assistance relating to restricted goods and restricted technology
  50. 28Financial services and funds relating to restricted goods and restricted technology
  51. 29Brokering services: non-UK activity relating to restricted goods and restricted technology
  52. 29AInsurance and reinsurance services relating to aviation and space goods and aviation and space technology
  53. 30Enabling or facilitating military activities
  54. Chapter 2A: Goods and technology relating to non-government controlled Ukrainian territory
  55. 30AInterpretation
  56. 30BExport of relevant restricted goods
  57. 30CSupply and delivery of relevant restricted goods
  58. 30DMaking available relevant restricted goods and relevant restricted technology
  59. 30ETransfer of relevant restricted technology
  60. 30FTechnical assistance relating to relevant restricted goods and relevant restricted technology
  61. 30GFinancial services and funds relating to relevant restricted goods and relevant restricted technology
  62. 30HBrokering services relating to relevant restricted goods and relevant restricted technology
  63. Chapter 3: Dual-use goods, dual-use technology and related activities Repealed
  64. 31Interpretation of this Chapter Repealed
  65. 32Export of dual-use goods Repealed
  66. 33Supply and delivery of dual-use goods Repealed
  67. 34Making dual-use goods and dual-use technology available Repealed
  68. 35Transfer of dual-use technology Repealed
  69. 36Technical assistance relating to dual-use goods and dual-use technology Repealed
  70. 37Financial services and funds relating to dual-use goods and dual-use technology Repealed
  71. 38Brokering services: non-UK activity relating to dual-use goods and dual-use technology Repealed
  72. Chapter 4: Energy-related goods , energy-related technology and related activities
  73. 39Interpretation of this Chapter
  74. 40Export of energy-related goods
  75. 41Supply and delivery of energy-related goods
  76. 42Making energy-related goods and energy-related technology available
  77. 42ATransfer of energy-related technology
  78. 43Technical assistance relating to energy-related goods and energy-related technology
  79. 44Financial services and funds relating to energy-related goods and energy-related technology ...
  80. 45Brokering services: non-UK activity relating to energy-related goods and energy-related technology ...
  81. 46Prohibition on providing other energy-related services
  82. Chapter 4A: Aircraft and ships
  83. 46ZAInterpretation of this Chapter
  84. 46ATechnical assistance relating to aircraft and ships
  85. 46AAProvision of services relating to specified ships
  86. 46ABProcurement of services relating to specified ships
  87. Chapter 4B: Luxury goods
  88. 46BLuxury goods
  89. 46BATechnical assistance relating to luxury goods
  90. 46BBFinancial services and funds relating to luxury goods
  91. 46BCBrokering services relating to luxury goods
  92. Chapter 4C: Iron and steel products
  93. 46CInterpretation
  94. 46DImport of iron and steel products
  95. 46EAcquisition of iron and steel products
  96. 46FSupply and delivery of iron and steel products
  97. 46GTechnical assistance relating to iron and steel products
  98. 46HFinancial services and funds relating to iron and steel products
  99. 46IBrokering services relating to iron and steel products
  100. Chapter 4CA: Iron and steel products processed in a third country ...
  101. 46IAInterpretation
  102. 46IBImport of relevant processed iron or steel products
  103. 46ICTechnical assistance relating to relevant processed iron or steel products
  104. 46IDFinancial services and funds relating to relevant processed iron or steel products
  105. 46IEBrokering services relating to relevant processed iron or steel products
  106. Chapter 4CB: Metals
  107. 46IFInterpretation
  108. 46IGImport of metals
  109. 46IHAcquisition of metals
  110. 46IISupply and delivery of metals
  111. Chapter 4D: Interception and monitoring services
  112. 46JInterpretation
  113. 46KInterception and monitoring services
  114. Chapter 4E: Banknotes
  115. 46LBanknotes
  116. Chapter 4F: Jet fuel and fuel additives
  117. 46MInterpretation
  118. 46NJet fuel and fuel additives
  119. 46OTechnical assistance relating to jet fuel and fuel additives
  120. 46PFinancial services and funds relating to jet fuel and fuel additives
  121. 46QBrokering services relating to jet fuel and fuel additives
  122. Chapter 4G: Schedule 3D Revenue generating goods
  123. 46RInterpretation
  124. 46SImport of Schedule 3D revenue generating goods
  125. 46TAcquisition of Schedule 3D revenue generating goods
  126. 46USupply and delivery of revenue generating goods Repealed
  127. 46VTechnical assistance relating to Schedule 3D revenue generating goods
  128. 46WFinancial services and funds relating to Schedule 3D revenue generating goods
  129. 46XBrokering services relating to Schedule 3D revenue generating goods
  130. Chapter 4GA: Schedule 3DA revenue generating goods
  131. 46XAInterpretation
  132. 46XBImport of Schedule 3DA revenue generating goods
  133. 46XCAcquisition of Schedule 3DA revenue generating goods
  134. 46XDSupply and delivery of Schedule 3DA revenue generating goods to a third country
  135. 46XETechnical assistance relating to Schedule 3DA revenue generating goods
  136. 46XFFinancial services and funds relating to Schedule 3DA revenue generating goods
  137. 46XGBrokering services relating to Schedule 3DA revenue generating goods
  138. Chapter 4H: G7 dependency and further goods and G7 dependency and further technology
  139. 46YG7 dependency and further goods and G7 dependency and further technology
  140. 46YATransfer of G7 dependency and further technology
  141. 46ZTechnical assistance relating to G7 dependency and further goods and G7 dependency and further technology
  142. 46Z1Financial services and funds relating to G7 dependency and further goods and G7 dependency and further technology
  143. 46Z2Brokering services relating to G7 dependency and further goods and G7 dependency and further technology
  144. Chapter 4I: Oil and Oil Products
  145. 46Z3Meaning of “relevant day”
  146. 46Z4Import of oil and oil products
  147. 46Z5Acquisition of oil and oil products
  148. 46Z6Supply and delivery of oil and oil products Repealed
  149. 46Z7Technical assistance relating to oil and oil products
  150. 46Z8Financial services and funds relating to oil and oil products
  151. 46Z9Brokering services relating to oil and oil products
  152. Chapter 4IA: Maritime transportation of certain oil and oil products
  153. 46Z9AInterpretation
  154. 46Z9BMaritime transportation of certain oil and oil products to and between third countries
  155. 46Z9CFinancial services and funds relating to maritime transportation of certain oil and oil products
  156. 46Z9DBrokering services relating to maritime transportation of certain oil and oil products
  157. Chapter 4IB: Relevant processed oil products
  158. 46Z9EInterpretation
  159. 46Z9FImport of relevant processed oil products
  160. 46Z9GTechnical assistance relating to relevant processed oil products
  161. 46Z9HFinancial services and funds relating to relevant processed oil products
  162. 46Z9IBrokering services relating to relevant processed oil products
  163. Chapter 4J: Gold
  164. 46Z10Meaning of “relevant day”
  165. 46Z11Prohibition on the import of gold from Russia
  166. 46Z12Acquisition of gold from Russia
  167. 46Z13Supply and delivery of gold from Russia Repealed
  168. 46Z14Technical assistance relating to gold
  169. 46Z15Financial services and funds relating to gold
  170. 46Z16Brokering services relating to gold
  171. Chapter 4JA: Gold jewellery and relevant processed gold
  172. 46Z16AInterpretation
  173. 46Z16BProhibition on the import of gold jewellery from Russia
  174. 46Z16CProhibition on the import of relevant processed gold
  175. 46Z16DAcquisition of gold jewellery from Russia
  176. 46Z16ETechnical assistance relating to gold jewellery
  177. 46Z16FTechnical assistance relating to relevant processed gold
  178. 46Z16GFinancial services and funds relating to gold jewellery
  179. 46Z16HFinancial services and funds relating to relevant processed gold
  180. 46Z16IBrokering services relating to gold jewellery and relevant processed gold
  181. Chapter 4JB: Diamonds and diamond jewellery
  182. 46Z16JInterpretation
  183. 46Z16KImport of diamonds and diamond jewellery
  184. 46Z16LAcquisition of diamonds and diamond jewellery
  185. 46Z16MSupply and delivery of diamonds and diamond jewellery
  186. 46Z16NTechnical assistance relating to diamonds and diamond jewellery
  187. 46Z16OFinancial services and funds relating to diamonds and diamond jewellery
  188. 46Z16PBrokering services relating to diamonds and diamond jewellery
  189. Chapter 4JC: Certain diamonds processed in a third country
  190. 46Z16QInterpretation
  191. 46Z16RImport of relevant processed diamonds
  192. 46Z16STechnical assistance relating to relevant processed diamonds
  193. 46Z16TFinancial services and funds relating to relevant processed diamonds
  194. 46Z16UBrokering services relating to relevant processed diamonds
  195. Chapter 4JD: Certain synthetic diamonds processed in a third country
  196. 46Z16VInterpretation
  197. 46Z16WImport of relevant processed synthetic diamonds
  198. 46Z16XTechnical assistance relating to relevant processed synthetic diamonds
  199. 46Z16YFinancial services and funds relating to relevant processed synthetic diamonds
  200. 46Z16ZBrokering services relating to relevant processed synthetic diamonds
  201. Chapter 4K: Coal and Coal Products
  202. 46Z17Meaning of relevant day
  203. 46Z18Import of coal and coal products
  204. 46Z19Acquisition of coal and coal products
  205. 46Z20Supply and delivery of coal and coal products Repealed
  206. 46Z21Technical assistance relating to coal and coal products
  207. 46Z22Financial services and funds relating to coal and coal products
  208. 46Z23Brokering services relating to coal and coal products
  209. Chapter 4KA: Uranium
  210. 46Z23AInterpretation
  211. 46Z23BImport of uranium
  212. 46Z23CAcquisition of uranium
  213. 46Z23DSupply and delivery of uranium
  214. 46Z23ETechnical assistance relating to uranium
  215. 46Z23FFinancial services and funds relating to uranium
  216. 46Z23GBrokering services relating to uranium
  217. Chapter 4L: Liquefied natural gas
  218. 46Z24Interpretation
  219. 46Z25Import of liquefied natural gas
  220. 46Z26Acquisition of liquefied natural gas
  221. 46Z27Technical assistance relating to liquefied natural gas
  222. 46Z28Financial services and funds relating to liquefied natural gas
  223. 46Z29Brokering services relating to liquefied natural gas
  224. Chapter 4LA: Maritime transportation of liquefied natural gas
  225. 46Z29AInterpretation
  226. 46Z29BMaritime transportation of liquefied natural gas to and between third countries
  227. 46Z29CFinancial services and funds relating to maritime transportation of liquefied natural gas
  228. 46Z29DBrokering services relating to maritime transportation of liquefied natural gas
  229. Chapter 4M: Russia’s vulnerable goods and Russia’s vulnerable technology
  230. 46Z30Russia’s vulnerable goods and Russia’s vulnerable technology
  231. 46Z30ATransfer of Russia’s vulnerable technology
  232. 46Z31Technical assistance relating to Russia’s vulnerable goods and Russia’s vulnerable technology
  233. 46Z32Financial services and funds relating to Russia’s vulnerable goods and Russia’s vulnerable technology
  234. 46Z33Brokering services relating to Russia’s vulnerable goods and Russia’s vulnerable technology
  235. Chapter 4N: Sectoral software and technology
  236. 46Z34Making sectoral software and technology available
  237. 46Z35Transfer of sectoral software and technology
  238. 46Z36Technical assistance relating to sectoral software and technology
  239. 46Z37Financial services and funds relating to sectoral software and technology
  240. 46Z38Brokering services: non-UK activity relating to sectoral software and technology
  241. Chapter 4O: Detained transport assets
  242. 46Z39Detained transport assets
  243. Chapter 5: Exports and imports, and related activities, in relation to non-government controlled Ukrainian territory
  244. 47Imports from non-government controlled Ukrainian territory
  245. 48Export of infrastructure-related goods to non-government controlled Ukrainian territory
  246. 49Supply and delivery of infrastructure-related goods
  247. 50Making infrastructure-related goods available
  248. 51Technical assistance relating to infrastructure-related goods
  249. 52Financial services and funds relating to infrastructure-related goods etc.
  250. 53Brokering services: non-UK activity relating to infrastructure-related goods and goods from non-government controlled Ukrainian territory
  251. 53AApplication of prohibitions and requirements in Chapter 2 of Part 5 to non-government controlled Ukrainian territory
  252. Chapter 6: Other services relating to non-government controlled Ukrainian territory
  253. 54Prohibition on providing certain services relating to non-government controlled Ukrainian territory
  254. Chapter 6A: Internet services
  255. 54APreventing provision of internet services to or for the benefit of designated persons
  256. Chapter 6B: Professional and Business Services
  257. 54BInterpretation of this Chapter
  258. 54CProfessional and business services
  259. 54DLegal advisory services
  260. Chapter 7: Further provision
  261. 55Circumventing etc. prohibitions
  262. 55ATrade: end-use control
  263. 56Defences
  264. Part 6: Ships
  265. 57Crimean ports direction, Donetsk ports direction or Kherson and Zaporizhzhia ports direction
  266. 57ZAProhibition on chartering or operating specified ships
  267. 57AProhibition on port entry
  268. 57BDirections prohibiting port entry
  269. 57CMovement of ships
  270. 57DDetention of ships
  271. 57ERegistration of ships in the United Kingdom
  272. 57FSpecification of ships
  273. 57GNotification and publicity where specification power used
  274. 57HDirections under this Part: general
  275. 57IInterpretation of Part 6
  276. Part 6A: Aircraft
  277. 57JMovement of aircraft
  278. 57KDirections under regulation 57J
  279. 57LDirections under regulation 57J: supplementary
  280. 57MRegistration of an aircraft in the United Kingdom
  281. 57NOffences
  282. 57OInterpretation of Part 6A
  283. Part 7: Exceptions and licences
  284. 58Asset-freeze etc.: exceptions from prohibitions
  285. 58AAsset-freeze etc.: exception from prohibitions for required payments
  286. 59Exceptions relating to loans and credit arrangements
  287. 59AExceptions relating to processing payments
  288. 60Exceptions relating to investments in relation to non-government controlled Ukrainian territory
  289. 60ZZAExceptions relating to investments in relation to Russia
  290. 60ZZBExceptions relating to trust services
  291. 60ZATrade: exceptions relating to non-government controlled areas of the Donetsk and Luhansk oblasts
  292. 60ATrade: exceptions in relation to personal effects etc.
  293. 60BTrade: exceptions in relation to consumer communication devices and software updates
  294. 60CTrade: exceptions in relation to aircraft and vessels
  295. 60DTrade: exception relating to the safety of aircraft and ships
  296. 60DZATrade: exceptions relating to sectoral software and technology
  297. 60DATrade: exceptions relating to professional and business services
  298. 60DBTrade: exceptions relating to legal advisory services
  299. 60ETrade: exceptions in relation to maritime goods and maritime technology
  300. 60FTrade: exceptions in relation to banknotes
  301. 60GTrade: exception in relation to certain ... goods consigned from Russia
  302. 60GATrade: exception in respect of the acquisition of iron and steel products and metals
  303. 60GAATrade: exception in respect of iron and steel products, relevant processed iron or steel products and metals exported from Russia before the relevant day
  304. 60GABTrade: exception relating to ancillary services relating to acquisition when iron and steel products are in third countries
  305. 60GBTrade: exception in respect of the acquisition of Schedule 3DA revenue generating goods
  306. 60GCTrade: exception in respect of the acquisition of diamonds and diamond jewellery
  307. 60HTrade: exception in relation to oil and oil products
  308. 60HATrade: exception in relation to maritime transportation of certain oil and oil products
  309. 60ITrade: exceptions in relation to Energy-related Goods and energy-related technology
  310. 60JTrade: exceptions in relation to certain restricted goods
  311. 60KTrade: exceptions in relation to uranium
  312. 60LTrade: exceptions in relation to the maritime transportation of liquefied natural gas
  313. 61Trade: exception for emergencies in certain cases
  314. 61ZATrade: exception for humanitarian assistance activity in non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts
  315. 61ZBTrade: exceptions from prohibitions on services provided or procured relating to specified ships
  316. 61ZCShips: exceptions from prohibition on operating specified ships
  317. 61AShips: exceptions from prohibition on port entry
  318. 61BAircraft: exceptions from prohibitions
  319. 62Exception relating to trade restrictions in relation to non-government controlled Ukrainian territory
  320. 62AException for authorised conduct in a relevant country
  321. 63Exception for acts done for purposes of national security or prevention of serious crime
  322. 64Treasury licences
  323. 64ADirector disqualification licences
  324. 65Trade licences
  325. 65ZADetained transport asset licences
  326. 65ZBShips licences
  327. 65AAircraft licences
  328. 66Licences: general provisions
  329. 67Finance: licensing offences
  330. 67ADirector disqualification: licensing offences
  331. 68Trade: licensing offences
  332. 68ZADetained transport asset: licensing offences
  333. 68ZBShips: licensing offences
  334. 68AAircraft: licensing offences
  335. 69Section 8B(1) to (3) of Immigration Act 1971: directions
  336. Part 8: Information and records
  337. 70Finance: reporting obligations
  338. 70ZAFinance: reporting obligations for required payments
  339. 70ADesignated persons: reporting obligations
  340. 71“Relevant firm”
  341. 72Finance: powers to request information
  342. 73Finance: production of documents
  343. 74Finance: information offences
  344. 75Trade: application of information powers in CEMA
  345. 76General trade licences: records
  346. 77General trade licences: inspection of records
  347. 77AInternet services: power to request information and produce documents
  348. 77BInternet services: information offences
  349. 78Disclosure of information
  350. 78AFinance: disclosure to the Treasury
  351. 79Part 8: supplementary
  352. Part 9: Enforcement
  353. 80Penalties for offences
  354. 81Liability of officers of bodies corporate etc.
  355. 82Jurisdiction to try offences
  356. 83Procedure for offences by unincorporated bodies
  357. 84Time limit for proceedings for summary offences
  358. 85Trade enforcement: application of CEMA
  359. 86Trade offences in CEMA: modification of penalty Repealed
  360. 87Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005
  361. 88Monetary penalties
  362. 88AOFCOM: power to impose monetary penalties
  363. 88BOFCOM: monetary penalties: procedural rights
  364. 88CTreasury: power to impose monetary penalties
  365. 88DTreasury monetary penalties: procedural rights
  366. Part 10: Maritime enforcement
  367. 89Exercise of maritime enforcement powers
  368. 90Maritime enforcement officers
  369. 91Power to stop, board, search etc.
  370. 92Seizure power
  371. 93Restrictions on exercise of maritime enforcement powers
  372. 94Interpretation of Part 10
  373. Part 11: Supplementary and final provision
  374. 95Notices
  375. 96Article 20 of the Export Control Order 2008
  376. 97Trade: overlapping offences
  377. 97ADisapplication of Banking Act 2009 requirement to recognise third-country resolution actions
  378. 98Revocations of relevant retained EU law
  379. 99Other revocations and amendments
  380. 100Transitional provision: Treasury licences
  381. 101Transitional provision: trade licences
  382. 102Transitional provision: pending applications for trade licences
  383. 103Transitional provision: prior obligations
  384. Signature
  385. Schedule 1: Rules for interpretation of regulations 7(2) and 16(7)
  386. 1Application of Schedule
  387. 2Joint interests
  388. 3Joint arrangements
  389. 4Calculating shareholdings
  390. 5Voting rights
  391. 6Paragraph 6
  392. 7Rights to appoint or remove members of the board
  393. 8Paragraph 8
  394. 9Shares or rights held “indirectly”
  395. 10Shares held by nominees
  396. 11Rights treated as held by person who controls their exercise
  397. 12Paragraph 12
  398. 13Rights exercisable only in certain circumstances etc.
  399. 14Rights attached to shares held by way of security
  400. Schedule 2: Persons named in relation to financial restrictions
  401. 1Paragraph 1
  402. 2Paragraph 2
  403. 3Paragraph 3
  404. 4Paragraph 4
  405. 5Paragraph 5
  406. 6Paragraph 6
  407. 7Paragraph 7
  408. 8Paragraph 8
  409. 9Paragraph 9
  410. 10Paragraph 10
  411. 11Paragraph 11
  412. Schedule 2A: Critical-industry goods and critical-industry technology
  413. Part 1
  414. 1Interpretation
  415. 2Interpretation
  416. 1ASpecial materials and related equipment
  417. 1BMATERIALS PROCESSING
  418. 1CAncillary chemicals used in advanced chip production
  419. 2Electronics
  420. 3Computers
  421. Part 4: Telecommunications and information security
  422. 1Telecommunication equipment
  423. 2Information security
  424. 5Sensors and lasers
  425. 6Navigation and avionics
  426. 7Marine
  427. 8Aerospace and Propulsion
  428. Part 9: Miscellaneous items
  429. 1Paragraph 1
  430. 2Paragraph 2
  431. 3Paragraph 3
  432. 4Paragraph 4
  433. 5Paragraph 5
  434. 6Paragraph 6
  435. 7Paragraph 7
  436. 8Paragraph 8
  437. 9Paragraph 9
  438. 10Paragraph 10
  439. 11Paragraph 11
  440. 12Paragraph 12
  441. 13Paragraph 13
  442. 14Paragraph 14
  443. 15Paragraph 15
  444. 16Paragraph 16
  445. Schedule 2B: Consumer communication devices
  446. 1Paragraph 1
  447. 2Paragraph 2
  448. Schedule 2C: Aviation and space goods and technology
  449. Part 1: General
  450. 1Interpretation
  451. 2Interpretation
  452. Part 2: Aviation and space goods
  453. 3Paragraph 3
  454. Part 3: Aviation and space technology
  455. 4Paragraph 4
  456. 5Paragraph 5
  457. Schedule 2D: Oil refining goods and technology
  458. Part 1
  459. 1Interpretation
  460. Part 2
  461. 2Oil refining goods
  462. 3Oil refining goods
  463. 4Oil refining technology
  464. 5Oil refining technology
  465. Schedule 2E: Quantum computing and advanced materials goods and technology
  466. Part 1
  467. 1Interpretation
  468. Part 2
  469. 2Quantum computing and advanced materials goods
  470. 3Quantum computing and advanced materials goods
  471. 4Quantum computing and advanced materials goods
  472. 5Quantum computing and advanced materials goods
  473. 6Quantum computing and advanced materials goods
  474. 7Quantum computing and advanced materials goods
  475. 8Quantum computing and advanced materials goods
  476. 9Quantum computing and advanced materials goods
  477. 10Quantum computing and advanced materials technology
  478. 11Quantum computing and advanced materials technology
  479. 12Quantum computing and advanced materials technology
  480. Part 3: Quantum computing and related goods
  481. 13Paragraph 13
  482. 14Paragraph 14
  483. 15Paragraph 15
  484. 16Paragraph 16
  485. 17Paragraph 17
  486. 18Paragraph 18
  487. 19Paragraph 19
  488. 20Paragraph 20
  489. 21Paragraph 21
  490. 22Paragraph 22
  491. 23Paragraph 23
  492. 24Paragraph 24
  493. 25Paragraph 25
  494. 26Paragraph 26
  495. 27Paragraph 27
  496. 28Paragraph 28
  497. 29Paragraph 29
  498. 30Paragraph 30
  499. 31Paragraph 31
  500. 32Paragraph 32
  501. 33Paragraph 33
  502. 34Paragraph 34
  503. 35Paragraph 35
  504. 36Paragraph 36
  505. 37Paragraph 37
  506. 38Paragraph 38
  507. 39Paragraph 39
  508. Schedule 3: Energy-related goods , energy-related technology and infrastructure-related goods
  509. Part 1: General
  510. 1Interpretation
  511. 1AInterpretation
  512. Part 2: Energy-related goods
  513. 2Paragraph 2
  514. 3Paragraph 3
  515. 3AParagraph 3A
  516. Part 3: Infrastructure-related goods
  517. 4Paragraph 4
  518. 5Paragraph 5
  519. Part 4: Energy-related technology
  520. 6Paragraph 6
  521. Schedule 3A: Luxury goods
  522. Part 1
  523. 1Interpretation
  524. Part 2
  525. 2Luxury items
  526. 3Luxury items
  527. 4Luxury items
  528. 5Luxury items
  529. 6Luxury items
  530. 7Luxury items
  531. 8Luxury items
  532. 9Luxury items
  533. 10Luxury items
  534. 11Luxury items
  535. 12Luxury items
  536. 13Luxury items
  537. 14Luxury items
  538. 15Luxury items
  539. 16Luxury items
  540. 17Luxury items
  541. 18Luxury items
  542. 19Luxury items
  543. 20Luxury items
  544. 21Luxury items
  545. 22Luxury items
  546. 23Luxury items
  547. Schedule 3B: Iron and steel products
  548. Part 1
  549. 1Interpretation
  550. Part 2
  551. 2Specified products for the purposes of Part 2
  552. Part 3
  553. 3Specified products for the purposes of Part 3
  554. Part 4
  555. 4Specified products for the purposes of Part 4
  556. Schedule 3BA: Metals
  557. Part 1
  558. 1Interpretation
  559. Part 2
  560. 2Specified products for the purposes of this Schedule
  561. Schedule 3C: Defence and Security Goods and Defence and Security Technology
  562. Part 1: PRELIMINARY
  563. 1Application to non-government controlled Ukrainian territory
  564. 2CAS numbers
  565. Part 2: Interception and monitoring goods and interception and monitoring technology
  566. 1Interception and monitoring equipment
  567. 2Interception and monitoring equipment
  568. 3Other software and other technology
  569. 4Interpretation
  570. Part 3: Internal repression goods and internal repression technology
  571. 1Firearms and related goods
  572. 2Firearms and related goods
  573. 3Firearms and related goods
  574. 3AOther related goods
  575. 4Vehicles
  576. 5Explosive substances and related goods
  577. 6Other goods
  578. 7Other goods
  579. 8Other goods
  580. 9Other goods
  581. 10Other goods
  582. 11Other goods
  583. 12Other goods
  584. 13Other goods
  585. 14Other goods
  586. 15Other goods
  587. 16Other goods
  588. 17Production equipment
  589. 18Software and technology
  590. 19Software and technology
  591. 20Interpretation
  592. 4Chemicals and equipment
  593. Part 5: Engineering Biology - ancillary goods
  594. 1Paragraph 1
  595. 2Paragraph 2
  596. 3Paragraph 3
  597. 4Paragraph 4
  598. 5Paragraph 5
  599. 6Paragraph 6
  600. 7Paragraph 7
  601. 8Paragraph 8
  602. 9Paragraph 9
  603. 10Paragraph 10
  604. 11Paragraph 11
  605. Schedule 3D: Schedule 3D Revenue generating goods
  606. Part 1
  607. 1Paragraph 1
  608. 1AParagraph 1A
  609. 2Paragraph 2
  610. 2Part 2
  611. 3Part 3
  612. Schedule 3DA: Schedule 3DA Revenue Generating Goods
  613. Part 1: Interpretation
  614. 1Paragraph 1
  615. 2Paragraph 2
  616. 3Paragraph 3
  617. 2Part 2
  618. 3Part 3
  619. PART 4
  620. Schedule 3E: G7 dependency and further goods and G7 dependency and further technology
  621. Part 1: General
  622. 1Interpretation
  623. 1AInterpretation
  624. 1BInterpretation
  625. 1CInterpretation
  626. Part 2: G7 dependency and further goods
  627. 2Paragraph 2
  628. 2AParagraph 2A
  629. Part 3: Additional G7 Dependency and Further Goods
  630. 3Paragraph 3
  631. Part 4: Further goods with potential military and industrial uses
  632. 4Paragraph 4
  633. Part 5: Additional goods with industrial uses
  634. 5Paragraph 5
  635. Part 6: G7 dependency and further technology
  636. 6Paragraph 6
  637. Schedule 3F: Oil and Oil Products
  638. Part 1: General
  639. 1Interpretation
  640. Part 2
  641. Chapter Oil and Oil Products
  642. 2Paragraph 2
  643. Schedule 3G: Gold and Products Related to Gold
  644. Part 1: General
  645. 1Interpretation
  646. Part 2
  647. 2Paragraph 2
  648. 3Paragraph 3
  649. Part 3
  650. 4Paragraph 4
  651. Schedule 3GA: Diamonds and diamond jewellery
  652. Part 1: General
  653. 1Paragraph 1
  654. Part 2: Diamonds
  655. 2Paragraph 2
  656. Part 3: Diamond jewellery
  657. 3Paragraph 3
  658. Schedule 3H: Coal and Coal Products
  659. Part 1: General
  660. 1Interpretation
  661. Part 2
  662. 2Paragraph 2
  663. Schedule 3HA: Uranium
  664. Part 1: General
  665. 1Paragraph 1
  666. Part 2: Uranium
  667. 2Paragraph 2
  668. Schedule 3I: Russia’s vulnerable goods and Russia’s vulnerable technology
  669. Part 1: General
  670. 1Paragraph 1
  671. 1AParagraph 1A
  672. 1BParagraph 1B
  673. 1CParagraph 1C
  674. 2Paragraph 2
  675. 2Russia’s vulnerable goods
  676. Part 3: Russia’s additional vulnerable goods
  677. 3Paragraph 3
  678. Part 4: Russia’s vulnerable technology
  679. 4Paragraph 4
  680. Schedule 3IA: Sectoral software and technology
  681. 1Paragraph 1
  682. 2Paragraph 2
  683. 3Paragraph 3
  684. 4Paragraph 4
  685. 5Paragraph 5
  686. Schedule 3J: Professional and business services
  687. 1Interpretation
  688. 2Meaning of accounting services
  689. 3Meaning of advertising services
  690. 4Meaning of architectural services
  691. 5Meaning of auditing services
  692. 6Meaning of business and management consulting services
  693. 6AMeaning of construction services
  694. 7Meaning of engineering services
  695. 8Meaning of IT consultancy and design services
  696. 8AMeaning of legal advisory services
  697. 9Meaning of public relations services
  698. Schedule 4: Persons named in relation to dual-use items restrictions Repealed
  699. 1Paragraph 1 Repealed
  700. 2Paragraph 2 Repealed
  701. 3Paragraph 3 Repealed
  702. 4Paragraph 4 Repealed
  703. 5Paragraph 5 Repealed
  704. 6Paragraph 6 Repealed
  705. 7Paragraph 7 Repealed
  706. 8Paragraph 8 Repealed
  707. 9Paragraph 9 Repealed
  708. Schedule 5: Treasury licences: purposes
  709. Part A1: Interpretation
  710. A1Interpretation of Schedule 5
  711. Part 1: Asset-freeze etc.
  712. 1Interpretation of Part 1
  713. 2Basic needs
  714. 3Legal services
  715. 4Maintenance of frozen funds and economic resources
  716. 5Extraordinary expenses
  717. 6Judicial decisions etc.
  718. 7Extraordinary situation
  719. 8Prior obligations
  720. 9Consular posts
  721. 9AHumanitarian assistance activity
  722. 9BMedical goods or services
  723. 9CFood
  724. 9DDiplomatic missions etc.
  725. Part 1ZA: Divestment etc.
  726. 9DAInterpretation of Part 1ZA
  727. 9DBDivestment
  728. 9DCEnabling others to divest themselves of funds or economic resources
  729. Part 1ZB: Insolvency
  730. 9DDInsolvency
  731. Part 1A: Loans and credit arrangements
  732. 9EHumanitarian assistance activity
  733. 9FMedical goods or services
  734. 9GFood
  735. 9HDiplomatic missions etc.
  736. 9ISpace
  737. 9JExtraordinary situation
  738. Part 1B: Correspondent banking relationships and processing payments
  739. 9KInterpretation of Part 1B
  740. 9LBasic needs
  741. 9MLegal services
  742. 9NFinancial regulation
  743. 9OExtraordinary situation
  744. Part 1C: Processing payments
  745. 9PHumanitarian assistance activity
  746. 9QMedical goods or services
  747. 9RFood
  748. 9SDiplomatic missions etc.
  749. 9TSpace
  750. 9TAOther licensing purposes
  751. Part 1D: Foreign exchange reserve and asset management services
  752. 9UHumanitarian assistance activity
  753. 9VFinancial regulation
  754. 9WFinancial stability
  755. 9XSafety and soundness of a firm
  756. 9YExtraordinary situation
  757. Part 2: Investment in non-government controlled Ukrainian territory
  758. 10Consular posts
  759. 11Medical and educational purposes
  760. 12Paragraph 12
  761. 13Health and the environment
  762. Part 3: Investments in relation to Russia
  763. 14Extraordinary situation
  764. 15Humanitarian assistance activity
  765. 16Medical goods or services
  766. 17Food
  767. 18Diplomatic missions etc.
  768. 19Safety and soundness of a firm
  769. 20Space
  770. Part 3A: Trust services
  771. 20AExtraordinary situation
  772. 20BHumanitarian assistance activity
  773. 20CMedical goods or services
  774. 20DFood
  775. 20EDiplomatic missions etc.
  776. 20FSafety and soundness of a firm
  777. 20GFinancial regulation
  778. 20HFinancial stability
  779. 20IUnauthorised unit trust schemes
  780. Part 4: Maritime transportation of certain oil and oil products
  781. 21Extraordinary situation
  782. Explanatory note