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Commission Decision of 30 May 2002 concerning the technical specification for interoperability relating to the rolling stock subsystem of the trans-European high-speed rail system referred to in Article 6(1) of Directive 96/48/EC (notified under document number C(2002) 1952) (Text with EEA relevance) (2002/735/EC) in Wales

EU Decision 2002/735 · Adopted 30 May 2002 · Extends to United Kingdom

Original text. legislation.gov.uk does not revise this item, so later amendments are not shown here. Changes made to it are listed under each provision when known.

Commission Decision

of 30 May 2002

concerning the technical specification for interoperability relating to the rolling stock subsystem of the trans-European high-speed rail system referred to in Article 6(1) of Directive 96/48/EC

(notified under document number C(2002) 1952)

(Text with EEA relevance)

(2002/735/EC)

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Council Directive 96/48/EC of 23 July 1996 on the interoperability of the trans-European high-speed rail networkf1, and in particular Article 6(1) thereof,

Whereas:

(1)

In accordance with Article 2(c) of Directive 96/48/EC, the trans-European high-speed rail system is subdivided into structural or functional subsystems. These subsystems are described in Annex II to the Directive.

(2)

In accordance with Article 5(1) of the Directive, each of the subsystems shall be covered by a technical specification for interoperability (TSI).

(3)

In accordance with Article 6(1) of the Directive, draft TSIs shall be drawn up by the joint representative body.

(4)

The Committee set up under Article 21 of Directive 96/48/EC has appointed the European Association for Railway Interoperability (AEIF) as the joint representative body in accordance with Article 2(h) of the Directive.

(5)

The AEIF has been given a mandate to draw up a draft TSI for the rolling stock subsystem in accordance with Article 6(1) of the Directive. This mandate has been established in accordance with the procedure laid down in Article 21(2) of the Directive.

(6)

The AEIF has drawn up the draft TSI, together with an introductory report containing a cost-benefit analysis as provided for in Article 6(3) of the Directive.

(7)

The draft TSI has been examined by the representatives of the Member States, in the framework of the Committee set up by the Directive, in the light of the introductory report.

(8)

As specified in Article 1 of Directive 96/48/EC, the conditions for achieving interoperability of the trans-European high-speed rail system concern the design, construction, upgrading and operation of the infrastructures and rolling stock contributing to the functioning of the system to be put into service after the date of entry into force of the Directive. With regard to the infrastructures and rolling stock already in service at the time of entry into force of this TSI, the TSI should be applied from the time when work is envisaged on these infrastructures. However, the degree to which the TSI is applied will vary according to the scope and extent of the works foreseen and the costs and the benefits generated by the intended applications. In order for such partial works to concur in achieving full interoperability, they need to be underpinned by a coherent implementation strategy. In this context, a distinction should be made between upgrading, renewal and maintenance-related replacement.

(9)

It is recognised that Directive 96/48/EC and the TSIs do not apply to renewals or maintenance-related replacement. It is desirable however that the TSIs should apply to renewals — as will be the case for the TSIs for the conventional rail system under Directive 2001/16/EC. In the absence of a mandatory requirement and taking into account the extent of the renewal work, Member States are encouraged, where they are able to do so, to apply the TSIs to renewals and maintenance-related replacement.

(10)

In its current version, the TSI, which is the subject of this Decision, covers features specific to the high-speed system. As a general rule, it does not address the common aspects of the high-speed and conventional rail system. The interoperability of the latter is the subject of another Directivef2. Given that verification of interoperability has to be established by reference to the TSIs, in accordance with Article 16(2) of Directive 96/48/EC, it is necessary, during the transition period between the publication of this Decision and the publication of the Decisions adopting the ‘conventional rail’ TSIs, to lay down the conditions to be complied with in addition to the TSI attached. For these reasons it is necessary that each Member State informs the other Member States and the Commission of the relevant national technical rules in use for achieving interoperability and meeting the essential requirements of Directive 96/48/EC. In addition, those rules being national, it is necessary that each Member State informs the other Member States and the Commission of the bodies it appoints for carrying out the procedure for the assessment of conformity or suitability for use as well as the checking procedure in use for verifying the interoperability of subsystems within the meaning of Article 16(2) of Directive 96/48/EC. Member States shall apply, as far as possible, the principles and criteria provided for in Directive 96/48/EC for the implementation of Article 16(2) in the case of those national rules. As to the bodies in charge of those procedures, Member States will make use, as far as possible, of bodies notified under Article 20 of Directive 96/48/EC. The Commission will carry out an analysis of this information (national rules, procedures, bodies in charge of implementing procedures, duration of these procedures) and, where appropriate, will discuss with the Committee the necessity of any measure to be taken.

(11)

The TSI, which is the subject of this Decision, does not impose the use of specific technologies or technical solutions except where this is strictly necessary for the interoperability of the trans-European high-speed rail network.

(12)

The TSI, which is the subject of this Decision, is based on best available expert knowledge at the time of preparation of the corresponding draft. Developments in technology or social requirements may make it necessary to amend or supplement this TSI. Where appropriate, a review or updating procedure will be initiated in accordance with Article 6(2) of Directive 96/48/EC.

(13)

In some cases, the TSI, which is the subject of this Decision, allows a choice between different solutions, making it possible to apply definitive or transitional interoperable solutions that are compatible with the existing situation. In addition, Directive 96/48/EC provides for special implementing provisions in certain specific cases. Furthermore, in the cases provided for in Article 7 of the Directive Member States must be allowed not to apply certain technical specifications. It is therefore necessary that the Member States ensure that a rolling stock register is published and updated each year. This register will set out the main characteristics of the national rolling stock (e.g. the basic parameters) and their concordance with the characteristics prescribed by the applicable TSIs. To this end, the TSI, which is the subject of this Decision, indicates precisely which information must appear in the register.

(14)

The application of the TSI which is the subject of this Decision must take into account specific criteria relating to technical and operational compatibility between the infrastructures and the rolling stock to be placed in service and the network into which they are to be integrated. These compatibility requirements entail a complex technical and economical analysis that is to be done on a case by case basis. The analysis should take into account:

  • the interfaces between the different subsystems referred to in Directive 96/48/EC,

  • the different categories of lines and rolling stock referred to in that Directive and

  • the technical and operational environments of the existing network.

That is why it is essential to establish a strategy for the implementation of the TSI which is the subject of this Decision, which should indicate technical stages to move from the present network conditions to a situation where the network is interoperable.

(15)

The provisions of this Decision are in conformity with the opinion of the Committee set up by Directive 96/48/EC,

HAS ADOPTED THIS DECISION:

Annotations to the whole text

Footnotes

f1

OJ L 235, 17.9.1996, p. 6.

f2

Directive 2001/16/EC of the European Parliament and of the Council of 19 March 2001 on the interoperability of the trans-European conventional rail system (OJ L 110, 20.4.2001, p. 1).

Contents

  1. 1Article 1
  2. 2Article 2
  3. 3Article 3
  4. 4Article 4
  5. 5Article 5
  6. 6Article 6
  7. Annex: Technical specification for interoperability relating to the rolling stock subsystem
  8. INTRODUCTION
  9. 1.1TECHNICAL SCOPE
  10. 1.2GEOGRAPHICAL SCOPE
  11. 1.3CONTENT OF THIS TSI
  12. SUBSYSTEM DEFINITION/SCOPE
  13. 2.1SUBSYSTEM DESCRIPTION
  14. ROLLING STOCK FUNCTIONS WITHIN THE SCOPE OF THIS TSI
  15. 2.2.1Carry and protect passengers and train staff
  16. 2.2.2Accelerate, maintain speed, brake and stop
  17. 2.2.3Keep train driver informed, provide a view ahead, and allow control of the train
  18. 2.2.4Support and guide the train on the track
  19. 2.2.5Signal its presence to others
  20. 2.2.6Function safely even in the event of incidents
  21. 2.2.7Respect of the environment
  22. FUNCTIONS OUTSIDE THE SCOPE OF THIS TSI
  23. 2.3.1Ability to operate on available traction supply systems
  24. 2.3.2Onboard control command equipment
  25. 2.3.3Maintainability during service on the network
  26. ESSENTIAL REQUIREMENTS
  27. 3.1Division 3.1
  28. 3.2Division 3.2
  29. 3.3Division 3.3
  30. Safety
  31. Essential requirement 1.1.1:
  32. Essential requirement 1.1.2:
  33. Essential requirement 1.1.3:
  34. Essential requirement 1.1.4:
  35. Essential requirement 1.1.5:
  36. Essential requirement 2.4.1 Section 1:
  37. Essential requirement 2.4.1 Section 2:
  38. Essential requirement 2.4.1 Section 3:
  39. Essential requirement 2.4.1 Section 4:
  40. Essential requirement 2.4.1 Section 5:
  41. Essential requirement 2.4.1 Section 6:
  42. Essential requirement 2.4.1 Section 7:
  43. Essential requirement 2.4.1 Section 8:
  44. Essential requirement 2.4.1 Section 9:
  45. Essential requirement 2.4.1 Section 10:
  46. Reliability and availability
  47. Essential requirement 1.2:
  48. Essential requirement 2.4.2:
  49. Health requirements
  50. Essential requirement 1.3.1:
  51. Essential requirement 1.3.2:
  52. Protection of the environment
  53. Essential requirement 1.4.1:
  54. Essential requirement 1.4.2:
  55. Essential requirement 1.4.3:
  56. Technical compatibility
  57. Essential requirement 1.5:
  58. Essential requirement 2.4.3 Section 1:
  59. Essential requirement 2.4.3 Section 2:
  60. Essential requirement 2.4.3 Section 3:
  61. 3.4Verification
  62. 4CHARACTERISTICS OF THE SUBSYSTEM
  63. 4.1BASIC PARAMETERS OF THE ROLLING STOCK SUBSYSTEM
  64. 4.1.1Maximum track forces (BP4)
  65. 4.1.2Axle load (BP10)
  66. 4.1.3Maximum train length (BP11)
  67. 4.1.4Vehicle loading gauge (BP12)
  68. 4.1.5Minimum braking characteristics (BP13)
  69. 4.1.6Electrical boundary characteristics for rolling stock (BP14)
  70. Voltage and frequency of the electricity supply
  71. 4.1.6.1.1Energy supply
  72. 4.1.6.1.2Energy recuperation
  73. 4.1.6.2Maximum power that can be drawn from the catenary
  74. 4.1.6.3Power factor
  75. 4.1.6.4Harmonic characteristics and related over-voltages on the OHL
  76. 4.1.7Mechanical boundary characteristics for rolling stock (BP15)
  77. 4.1.8Boundary characteristics linked to exterior noise (BP17)
  78. 4.1.9Boundary Characteristics linked to exterior electromagnetic interference (BP19)
  79. 4.1.9.1Interference generated on the signalling system and the telecommunications network
  80. not used
  81. 4.1.9.3Radio frequency interference
  82. 4.1.9.4Electromagnetic immunity
  83. 4.1.10Boundary characteristics linked to interior noise (BP20)
  84. 4.1.11Boundary characteristics linked to air conditioning (BP21)
  85. 4.1.12Characteristics linked to the carriage of persons of reduced mobility (BP22)
  86. 4.1.13Maximum pressure variations in tunnels (BP23)
  87. 4.1.14Maximum gradients (BP24)
  88. 4.2ROLLING STOCK SUBSYSTEM INTERFACES
  89. 4.2.1Design of the fixed formation trainset
  90. 4.2.2Driver's vigilance device
  91. 4.2.3Electrification system
  92. 4.2.4Control-command system onboard the trains
  93. 4.2.5Passenger step
  94. 4.2.6Passenger access door
  95. 4.2.7Passengers' emergency exits
  96. 4.2.8Driver's cab emergency exits
  97. 4.2.9Coupling arrangements to rescue trainsets
  98. 4.2.10Wheel/rail contact
  99. 4.2.11Hot-box detection
  100. 4.2.12Emergency alarm
  101. 4.2.13Slipstream effects
  102. 4.2.14Effect of cross-winds
  103. 4.2.15Eddy current brakes
  104. 4.2.16Flange lubrication
  105. 4.2.17Suspension coefficient
  106. 4.2.18Minimum curve radius
  107. 4.2.19Maintenance
  108. 4.2.20External lights and horn
  109. 4.2.21Lifting/rescue procedures
  110. 4.3SPECIFIED PERFORMANCE
  111. 4.3.1Minimum performance requirements
  112. 4.3.2Maximum service speed of trainsets
  113. 4.3.3Traction performance requirements
  114. 4.3.4Traction adhesion requirements
  115. 4.3.5Brake adhesion demand limits
  116. 4.3.6Brake system requirements
  117. 4.3.7Service braking performance
  118. 4.3.8Protection of an immobilised train
  119. 4.3.9Brake performance on steep gradients
  120. 4.3.10Detection of derailments
  121. 4.3.11Protection against fire and toxic fumes
  122. 4.3.12Environmental conditions for rolling stock
  123. 4.3.13Monitoring and diagnostic concepts
  124. 4.3.14Particular specification for long tunnels
  125. 4.3.15Emergency lighting system
  126. 4.3.16Public address system
  127. 4.3.17Protection against electric shock
  128. 4.3.18Driver's cab
  129. 4.3.19Wind screen and front of the train
  130. 4.3.20Passenger information signs
  131. 4.3.21Toilets available to passengers and train crew
  132. INTEROPERABILITY CONSTITUENTS
  133. 5.1Division 5.1
  134. 5.2Division 5.2
  135. 5.3Division 5.3
  136. 5.4Division 5.4
  137. ASSESSMENT OF CONFORMITY AND/OR SUITABILITY FOR USE
  138. INTEROPERABILITY CONSTITUENTS OF ROLLING STOCK
  139. 6.1.1Conformity and suitability for use assessment procedures (modules)
  140. Application of modules
  141. 6.1.2.1Assessment of conformity
  142. 6.1.2.2Assessment of suitability for use
  143. 6.1.2.3Definition of assessment procedures
  144. ROLLING STOCK SUBSYSTEM
  145. 6.2.1Assessment procedures (modules)
  146. 6.2.2Application of modules
  147. SPECIFIC TEST METHODS
  148. 6.3.1Limit characteristics related to internal noises — measuring methods
  149. 6.3.2Method to test the front window of the cab for sufficient resistance to projectiles
  150. IMPLEMENTATION OF THE ROLLING STOCK TSI
  151. APPLICATION OF THIS TSI — PRINCIPLES
  152. 7.1.1New rolling stock
  153. 7.1.2Rolling stock being upgraded
  154. 7.2COMPATIBILITY OF ROLLING STOCK WITH OTHER SUBSYSTEMS
  155. 7.3SPECIFIC CASES
  156. 7.3.1Vehicle loading gauge (Section 4.1.4)
  157. 7.3.2Boundary characteristics linked to exterior noise (Section 4.1.8)
  158. 7.3.3Maximum pressure variations in tunnels (Section 4.1.13)
  159. 7.3.4Passenger step (Section 4.2.5)
  160. 7.3.5Wheel-rail contact (wheel profiles) (Section 4.2.10)
  161. 7.3.6Protection against fire and toxic fumes
  162. RECOMMENDATIONS
  163. 7.4.1Boundary Characteristics linked to interior noise (BP20)
  164. 7.4.2Boundary characteristics linked to exterior noise (BP17)
  165. 7.4.3Characteristics linked to the carriage of persons of reduced mobility (BP22)
  166. ANNEX APASSIVE SAFETY — CRASHWORTHINESS
  167. ANNEX BMAXIMUM PRESSURE VARIATIONS IN TUNNELS
  168. ANNEX CMAXIMUM PROFILE FOR UK1 GAUGE
  169. ANNEX DASSESSMENT OF INTEROPERABILITY CONSTITUENTS
  170. ANNEX EASSESSMENT OF THE ROLLING STOCK SUBSYSTEM
  171. ANNEX FPROCEDURES FOR ASSESSMENT OF CONFORMITY AND SUITABILITY FOR USE
  172. ANNEX GGAUGE
  173. ANNEX HFRONT AND REAR LAMPS
  174. ANNEX IAppendix ANNEX I
  175. ANNEX JPROJECTILE TO TEST THE FRONT WINDOW OF THE CAB
  176. ANNEX KCOUPLER
  177. ANNEX LASPECTS NOT SPECIFIC TO HIGH SPEED AND FOR WHICH NOTIFICATION OF NATIONAL RULES IS REQUIRED
  178. ANNEX M(p.m.)
  179. ANNEX NEMERGENCY LIGHTING REQUIREMENTS
  180. ANNEX OEARTH PROTECTION OF THE VEHICLES' METAL PARTS
  181. ANNEX PLINE VOLTAGE
  182. ANNEX QSIGNS INDICATING THE CASKET WHICH CONTAINS THE EQUIPMENT OF ALARM DEVICE REMINDER